AML Control Testing
Focused testing of anti-money laundering controls — alert sampling, disposition quality, and escalation evidence — for teams that need depth without a full-licence audit.
Compliance teams preparing for partner bank AML questionnaires or internal audit follow-up
3–5 weeks
From NT$220,000
Taiwan fieldwork with Hualien desk coordination; remote interviews where appropriate
AML Control Testing isolates the monitoring and investigation chain that often draws the hardest scrutiny from banking partners and examiners. We sample alerts across risk tiers, re-perform disposition logic, and assess whether escalation thresholds are applied as written.
Included
- Population definition and risk-weighted sample selection
- Re-performance of selected alert investigations
- Assessment of SAR/STR decision documentation
- Brief findings memo with priority remediation themes
Excluded
- Full regulatory compliance audit coverage
- Redesign of monitoring rulesets (advisory notes only)
Next step
Tell us your alert volume and monitoring vendor context when you request a brief so we can size the sample correctly.