Engagement

Pre-Licence Readiness Review

A structured readiness review for founders aligning policies, staffing plans, and control evidence before filing with Taiwan’s financial regulator.

Request an audit brief All engagements
Professional in formal attire preparing for a business meeting
Audience

Fintech founders and counsel preparing first-time licence applications

Typical duration

4–6 weeks

Fee basis

From NT$310,000

Delivery

Taiwan fieldwork with Hualien desk coordination; remote interviews where appropriate

The Pre-Licence Readiness Review helps teams see gaps before the filing clock starts. We compare draft policies, organisational charts, and proposed control owners against what examiners typically expect to see for the licence class you are pursuing.

Included

  • Gap analysis against licence-class expectations
  • Policy and procedure coherence review
  • Staffing and segregation-of-duties observations
  • Prioritised readiness roadmap for the filing window

Excluded

  • Drafting of the licence application itself
  • Guarantees of regulatory approval

Next step

Share your target licence class and filing window when you contact us; we tailor the review perimeter accordingly.